Piedmont Capital is compensated only by fees paid directly by our Clients. We receive no commissions, no third-party payments, and have no financial interest in any services or investment products we employ for our Clients.

For portfolio management services, we charge a negotiable annual fee that ranges from 0.80% to 1.00% of assets under management. Our fee is billed and payable quarterly in arrears based on the value of your account on the last day of the quarter.

If the portfolio management agreement is executed at any time other than the first day of a calendar quarter, our fees will apply on a pro rata basis, which means the advisory fee is payable in proportion to the number of days in the quarter for which you are a client. Our advisory fee is negotiable, depending on individual client circumstances, such as tenure and amount assets under management.

Footnotes

1. Certain transactions may incur a nominal trading expense. In the interest of full disclosure, we mention this potential cost, however, incidence of this charge is rare.
2. We require a minimum of $500,000 of investable assets to initiate service. At our discretion, we may waive this minimum account size. For more details, please contact us directly or refer to our Registered Investment Advisor filing, Form ADV, Part 2. A copy of the Form ADV, Part 2 is available on request.